Most firms view compliance as a necessary burden. However, April Turch offers a different perspective—she sees it as a strategic growth lever.
Forward-thinking firms are transforming compliance from a cost center into a powerful asset. Here’s how they do it:
✅ They increase operational efficiency
By building well-structured compliance programs, firms reduce advisor distractions. As a result, advisors can spend more time with clients and less time on administrative tasks.
✅ They attract top talent
Experienced advisors actively seek out firms that operate with stability and transparency. Strong compliance signals that a firm is serious about professional standards, which makes it more appealing to high performers.
✅ They scale more confidently
When compliance functions run smoothly, firms avoid costly delays and legal missteps. This enables them to expand into new markets faster and with greater confidence.
Instead of resisting compliance, these firms embrace it—and in doing so, they unlock new growth opportunities.
The takeaway?
When you treat compliance as a core business function—not just a checkbox—you position your firm for faster, smarter growth. It’s not just about staying out of trouble; it’s about building a firm that attracts great people, serves clients better, and grows sustainably.
These insights are inspired by Next Mile podcast featuring April Turch, Chief Compliance Officer at Wolf Group Capital Advisors. Listen to the full episode here and explore more articles in this series.